国有资本运营法律制度研究

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归属学者:

张波

作者:

张波

导师:

卢代富

导师单位:

西南政法大学

学位:

硕士

语种:

中文

关键词:

国有资产;资本;国有资本;国有资本运营

摘要:

当前,在我国仅有一些政策性文件就开展国有资本运营作了原则性规定,实践中对国有资本运营的规范也限于比照有关的法律法规执行,此种情形,势必会造成国有资本运营的不规范,导致国有资产的流失,造成国家宏观经济调控职能的部分失灵。由于国有资本运营直接涉及到国有经济管理体制的改革问题,而国有资本运营具有特殊性,因此,极有必要对国有资本运营的相关法律制度进行系统构建和统一规范,亦迫切需要专门的法律法规,诸如类似“国有资产法”或“国有资本运营法”及其实施细则等。本文涉及的并非国有资产法体系的全面剖析,亦非国有资本运营法的系统阐释,而是针对国有资本运营中的主要法律制度展开论述,以期为国有资本运营提供理论支撑和制度保障。 论文主体共分6部分: 第一部分,国有资本运营基本理论。本部分从资本范畴及国有资本的内涵与外延展开,结合资本的二重性理论,对国有资本的二重性进行了分析。在阐释国有资本运营内涵的基础上,具体列举了国有资本运营的内外部条件。并针对国有资本运营的理解误区进行解析,提出了国有资本运营的基本原则,分析了国有资本运营的具体形态。 第二部分,国有资本运营功能。本部分以国有经济的目标及功能定位为逻辑起点,提出了国有资本运营的两大功能,即国有资本运营的保值、增值功能和宏观经济调控功能。论述重点在于保值、增值功能的法律透析和实现,以及宏观经济调控功能的价值取向和实现。 第三部分,国有资本运营主体。国有资本运营的主体制度前提是出资人的职责定位,即政府行为之法律重塑,本部分对国有资本运营机构进行了法律定位,倡导国有资本的人格化运营,并对国有资本运营主体的法律规定性和实践操作进行了剖析。 第四部分,国有资本运营模式。当前我国国有资本运营体制模式存在诸多弊端,而国外的一些国有资本运营模式具有典型性,据此,应当在借鉴其他国家经验的基础上,并结合现阶段我国国有资本运营的市场环境,选择并创新适合我国的国有资本运营体制模式。 第五部分,国有资本运营监控。本部分结合目前我国国有资本运营监控体制存在的问题,力图构建国有资本运营监控的法律框架,并进一步阐

学科:

经济法学

提交日期

2018-01-11

引用参考

张波. 国有资本运营法律制度研究[D]. 西南政法大学,2005.

全文附件授权许可

知识共享许可协议-署名

  • dc.title
  • 国有资本运营法律制度研究
  • dc.contributor.schoolno
  • 2002020
  • dc.contributor.author
  • 张波
  • dc.contributor.degree
  • 硕士
  • dc.contributor.degreeConferringInstitution
  • 西南政法大学
  • dc.identifier.year
  • 2005
  • dc.contributor.advisor
  • 卢代富
  • dc.contributor.advisorAffiliation
  • 西南政法大学
  • dc.language.iso
  • 中文
  • dc.subject
  • 国有资产;资本;国有资本;国有资本运营
  • dc.subject
  • national assets; capital; national capital; national capital operation
  • dc.description.abstract
  • 当前,在我国仅有一些政策性文件就开展国有资本运营作了原则性规定,实践中对国有资本运营的规范也限于比照有关的法律法规执行,此种情形,势必会造成国有资本运营的不规范,导致国有资产的流失,造成国家宏观经济调控职能的部分失灵。由于国有资本运营直接涉及到国有经济管理体制的改革问题,而国有资本运营具有特殊性,因此,极有必要对国有资本运营的相关法律制度进行系统构建和统一规范,亦迫切需要专门的法律法规,诸如类似“国有资产法”或“国有资本运营法”及其实施细则等。本文涉及的并非国有资产法体系的全面剖析,亦非国有资本运营法的系统阐释,而是针对国有资本运营中的主要法律制度展开论述,以期为国有资本运营提供理论支撑和制度保障。 论文主体共分6部分: 第一部分,国有资本运营基本理论。本部分从资本范畴及国有资本的内涵与外延展开,结合资本的二重性理论,对国有资本的二重性进行了分析。在阐释国有资本运营内涵的基础上,具体列举了国有资本运营的内外部条件。并针对国有资本运营的理解误区进行解析,提出了国有资本运营的基本原则,分析了国有资本运营的具体形态。 第二部分,国有资本运营功能。本部分以国有经济的目标及功能定位为逻辑起点,提出了国有资本运营的两大功能,即国有资本运营的保值、增值功能和宏观经济调控功能。论述重点在于保值、增值功能的法律透析和实现,以及宏观经济调控功能的价值取向和实现。 第三部分,国有资本运营主体。国有资本运营的主体制度前提是出资人的职责定位,即政府行为之法律重塑,本部分对国有资本运营机构进行了法律定位,倡导国有资本的人格化运营,并对国有资本运营主体的法律规定性和实践操作进行了剖析。 第四部分,国有资本运营模式。当前我国国有资本运营体制模式存在诸多弊端,而国外的一些国有资本运营模式具有典型性,据此,应当在借鉴其他国家经验的基础上,并结合现阶段我国国有资本运营的市场环境,选择并创新适合我国的国有资本运营体制模式。 第五部分,国有资本运营监控。本部分结合目前我国国有资本运营监控体制存在的问题,力图构建国有资本运营监控的法律框架,并进一步阐
  • dc.description.abstract
  • Currently, there are only some principal provisions in documents of policies on development of national capital operation, and in practice the norms on national capital operation are just limited on the level that they are according to related laws and regulations. So in this circumstance, it certainly will give rise to abnormal operation of national capital, lead the loss of national assets, cause the partial failure of the function of macro regulation and control on economy, and due to that the operation of national capital which bears particularity is directly concerned with innovational issue on the administrative system of national economy, therefore, it's bally necessary to make systematical construction and unified regulation on the related legal system of national capital operation. It's also immediately need such special laws and regulations as Law of National Assets or Law of National Capital Operation and irnplementary detailed rules. This article is neither a complete anatomy of Law of National Assets nor a systematical explanation on Law of National Capital Operation, just spreads from the discussion on mostly legal systems of national capital operation, so as to offer theoretical sustainment and guarantee of legal system for national capital operation.This article includes six parts:The fist part, basic theory of national capital operation. This part spreads from the category of capital , the connotation and extension of national capital, combines the theory of twoness of capital, analyses the twoness of national capital. On the base of explaining the connotation of national capital operation, it enumerates the inner and exterior conditions of national capital operation. It also parses the error on the comprehension of national capital operation, advances basic principles of national capital operation, analyses it's specific forms.The second part, the function of national capital operation. This part examines the target of national economy and the orientation of function which serves as a logical jumping-off point, brings forward two functions of national capital operation, namely, the function of keeping value and inCTement, the function of macro regulation and control on economy. It mainly rests with the legal dialysis and realization about the function of keeping value and increment and the tropism and realization about the function of macro regulation and control on economy.The third part, the operational main body of national capital operation. The premise of it's system is the orientation of the investor's responsibility, namely, the legally remolding of the government's behaviors. This part makes a legal orientation with the operational institution of national capital, proposes anthropomorphized operation of national capital, anatomizes the legal characteristic and practical manipulation of the operational main body of national capital operation.The fourth part, the operational modes of national capital. Currently, there are a good many malpractices in the operational modes of national capital in cur country, and there are some representative modes in foreign countries. Hereby, we should review the present circumstance of the market in which the national capital operates, use the experience of other countries, then select and innovate the operational modes which adapts to our situations.The fifth part, the national capital operation and the suitable exit of national economy. This part strives for establishing the legal framework of the supervision and control of national capital operation combining the existing problems from the system of supervision and control of national capital operation, explains the practical manners of the supervision and control of national capital operation further.The sixth party, the exiting mechanism of national economy in the national capital operation. Under the grand background of the adjustment of overall arrangement and structure on national economy, the exiting mechanism of national economy is expressly important. This part reviews the background of legal system about the exiting mechanism of national economy, examines it's selecting approaches and operation.
  • dc.subject.discipline
  • D922.291
  • dc.date.issued
  • 2005-04-10
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