庭审实质化改革的成效与路径研究——基于实证考察的分析

Research on the Achievement and Path of Making Criminal Trails Substantive: An Empirical Study

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归属学者:

李文军

作者:

李文军

摘要:

庭审实质化改革的成效主要体现在证人出庭增多、被告人辩护权的保障、控辩双方的对抗化明显。但是,改革并未使以往庭审模式发生根本转变,法官认定案件事实仍依赖书面证言,关键证人出庭较少,非法证据排除调查形式化。因此,庭审实质化改革虽然有效但有限,尚未达到改革的预期目标。这与改革的规划有限、执行不力,以及侦诉审各机关之间的宪法法律定位相关。改革规划的有限性在于缺乏顶层设计的改革试点方案,偏向制度改良而忽视制度创新,可能导致对某一问题改革的"内卷化"现象。庭审实质化改革的技术路径和法治路径,相互间属于协同关系而非排斥关系,二者的直接目的虽有不同,但最终目标都在于充分保障人权、提升司法能力、维护司法独立。技术路径是法治路径达成的基本方式,而法治路径是技术路径的前进方向。通过破除技术路径遇到的制度框架障碍,可以提升改革目标达成的可行性和有效性。

语种:

中文

出版日期:

2019-09-25

学科:

诉讼法学

收录:

北大核心期刊; CSSCI

提交日期

2019-10-14

引用参考

李文军. 庭审实质化改革的成效与路径研究——基于实证考察的分析[J]. 比较法研究,2019(05):102-120.

  • dc.title
  • 庭审实质化改革的成效与路径研究——基于实证考察的分析
  • dc.contributor.author
  • 李文军
  • dc.contributor.author
  • Li Wenjun
  • dc.contributor.affiliation
  • 西南政法大学人权研究院
  • dc.publisher
  • 比较法研究
  • dc.publisher
  • Journal of Comparative Law
  • dc.identifier.year
  • 2019
  • dc.identifier.issue
  • 05
  • dc.identifier.volume
  • No.165
  • dc.identifier.page
  • 102-120
  • dc.date.issued
  • 2019-09-25
  • dc.language.iso
  • 中文
  • dc.subject
  • 以审判为中心;庭审实质化;实现程度;优化路径
  • dc.subject
  • proceedings centered on trial;making criminal trials substantive;aims achieved;optimized path
  • dc.description.abstract
  • 庭审实质化改革的成效主要体现在证人出庭增多、被告人辩护权的保障、控辩双方的对抗化明显。但是,改革并未使以往庭审模式发生根本转变,法官认定案件事实仍依赖书面证言,关键证人出庭较少,非法证据排除调查形式化。因此,庭审实质化改革虽然有效但有限,尚未达到改革的预期目标。这与改革的规划有限、执行不力,以及侦诉审各机关之间的宪法法律定位相关。改革规划的有限性在于缺乏顶层设计的改革试点方案,偏向制度改良而忽视制度创新,可能导致对某一问题改革的"内卷化"现象。庭审实质化改革的技术路径和法治路径,相互间属于协同关系而非排斥关系,二者的直接目的虽有不同,但最终目标都在于充分保障人权、提升司法能力、维护司法独立。技术路径是法治路径达成的基本方式,而法治路径是技术路径的前进方向。通过破除技术路径遇到的制度框架障碍,可以提升改革目标达成的可行性和有效性。
  • dc.description.abstract
  • The achievement of making criminal trials substantive is mainly manifested in the witness to appear in court,the right to defend the accused,the detailed proof-providing and cross-examination activities,the confrontation of the prosecuting and defending parties,the defense opinions eventually adopted obviously. However,the reform is not a fundamental shift from the previous trial mode,the judge decided the case facts still rely on the written file,the prosecuting evidence investigation occupies the dominant position,the methods of illegal evidence exclusion are malfunctioned. Thus,the reform of making criminal trials substantive is effective but limited,not yet to meet the expected goal of the pilot reform. The limitation of reform plan reflects the lack of top-level design of the pilot reform,inclined to improve the system and ignore the system innovation,which could lead to the involution of one sort of question. The improved path and innovated path of making criminal trials substantive belong to the cooperative relationship between each other and not exclusive. Although the direct purpose of both is different,the ultimate goal is to fully protect human rights,promote judicial ability,maintain the judicature independence. The technological path is the basic way to achieve the rule of law,and the rule of law is the advance direction of the technological path. The feasibility and effectiveness of reform target can be improved by breaking down the institutional barriers encountered in the technical path.
  • dc.description.sponsorshipPCode
  • 18AFX008;2018M633624XB;20182018XZQN-27
  • dc.description.sponsorship
  • 国家社科基金重点项目“庭审实质化改革实证研究”(18AFX008)的阶段性成果;中国博士后科学基金(编号:2018M633624XB);西南政法大学2018年校级科研项目(编号:2018XZQN-27)资助
  • dc.description.sponsorshipsource
  • 国家社会科学基金;中国博士后科学基金
  • dc.identifier.CN
  • 11-3171/D
  • dc.identifier.issn
  • 1004-8561
  • dc.identifier.if
  • 1.756
  • dc.subject.discipline
  • D925.2
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